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Responsibilities include assisting the Chief Compliance Officer (CCO) with implementing and maintaining a comprehensive risk-based monitoring and testing program to ensure that all lines of business are in compliance with application laws, regulations and company policies. Maintain a thorough knowledge of federal and applicable state fiduciary laws and regulations, including Employee Retirement Income Security Act (ERISA). Monitor for regulatory changes, including proposed changes, and assist the CCO in communicating each to all lines of business/management. Maintain a risk-based compliance monitoring and testing program to ensure that all lines of business maintain a strong, consistent and effective control environment, and that compliance weaknesses, deficiencies, and failures are identified early and corrected. San Antonio, TX; Ruston, LA; Birmingham, AL; or Nashville, TNREAD MORE

Argent Financial Group, Inc. has an immediate opening for a full time Senior Accountant for our growing company.Ruston, LAREAD MORE

The role of Financial Advisor Assistant would serve as the first point of contact for most client daily needs. Responsibilities include the processing of paperwork, accepting deposits, processing distributions, monitoring cash balances, executing compliance requirements, and maintain all client files. Previous experience in the financial services industry or a bachelor’s degree is required. Applicants must be detailed oriented and have the ability to work in a fast-paced environment. Ruston, LAREAD MORE

Assist with overseeing: computer networks, WAN’s, VPN’s, Office 365 administration, phone systems, disaster recovery and miscellaneous projects to ensure that they function smoothly. This position will also include updating and maintaining current policies and procedures.Ruston, LAREAD MORE