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Carol Brock

Chief Operating Officer and Chief Compliance Officer

B.S. (Accounting), University of Mississippi

As the dynamic Chief Operating Officer (COO) and Chief Compliance Officer (CCO) at Argent Wealth, Carol brings decades of strategic leadership and financial expertise to the organization and plays a pivotal role in shaping the operational and compliance aspects of the organization, ensuring a seamless and regulatory-compliant environment.

She received her Bachelor of Accountancy degree from the University of Mississippi in 1985. Her early career unfolded in Atlanta, GA, where she dedicated nine years to honing her skills and contributing to the industry’s growth.

For 15 years before joining Argent, Carol played a crucial part in steering Pinnacle Trust/Pinnacle Wealth’s operations and compliance strategy, contributing to its success and growth. Prior to her tenure at Pinnacle, she served as Chief Financial Officer for a local technology company, where she demonstrated navigating the intersections of finance and technology.

Carol was honored with the Georgia Occupational Award of Leadership in 2005 for her outstanding leadership and contributions. This honor identifies her commitment to excellence and her ability to inspire and lead in challenging environments.

 

Ridgeland

1020 Highland Colony Pkwy #603, Ridgeland, MS 39157

(601) 707-0008

1020 Highland Colony Pkwy #603, Ridgeland, MS 39157

Provided Services

Trusts & Estate Planning

Trusts & Estate Planning

With over 30 years of expertise serving as sole trustee, co-trustee, successor trustee and directed trustee for thousands of clients, Argent can expertly serve the multi-generational wealth preservation and transfer needs of your family.

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Wealth Management

Wealth Management

Our expert wealth advisors can assist with preserving and growing wealth through tax and risk management, planning for the transfer of wealth, carrying out philanthropic goals and consulting on the preservation of family vision and preparing heirs.

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Latest News & Resources

Insights

The Morning View: February 13, 2024

The Morning View: February 13, 2024

Announced this morning, the headline Consumer Price Index (CPI) increased 0.3% in January, slightly higher than expected and grew 3.1% on an annual basis. Monthly prices for Energy Services, including Electricity, up 1.2%, and Utility (piped) Gas Service, up 2.0%,...

The Corporate Transparency Act is Coming

The Corporate Transparency Act is Coming

The Corporate Transparency Act (“CTA”) went into effect on January 1, 2024, for newly formed companies and imposes strict reporting requirements that many other companies must meet by year-end. Basically, the CTA requires that all affected companies report the...

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