Sr. Compliance Officer – Private Trust

  • November 8, 2018

Argent Financial Group, Inc. has an immediate opening for a full-time Sr. Compliance Officer – Private Trust

Responsibilities include assisting the Chief Compliance Officer (CCO) with implementing and maintaining a comprehensive risk-based monitoring and testing program to ensure that all lines of business are in compliance with application laws, regulations and company policies. Maintain a thorough knowledge of federal and applicable state fiduciary laws and regulations. Monitor for regulatory changes, including proposed changes, and assist the CCO in communicating each to all lines of business/management. Maintain a risk-based compliance monitoring and testing program to ensure that all lines of business maintain a strong, consistent and effective control environment, and that compliance weaknesses, deficiencies, and failures are identified early and corrected.

Location: Any market in which Argent has an office.

Submit resumes to humanresources@argentfinancial.com.